This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1978earliest registration or exam on IAPD

Years in industry

48derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63

First exam

Mar 27, 1991

First registration

Aug 22, 2005

Dual registered

yes, broker-dealer

Other names

JAMES MICHAEL BROWN

IAPD individual key

1639778

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dbcfa8d8-9f89-ee37-59d1-60338f2e5f4f

First observed

Aug 22, 2005

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.