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Advisor at J.P. MORGAN SECURITIES LLC
San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 17, 2022 | n/a | yes | San Antonio, TX | Current employment |
| SWBC INVESTMENT COMPANY | Independent wealth | Sep 21, 2021 | Jun 17, 2022 | no | SAN ANTONIO, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 9, 2020 | Sep 20, 2021 | no | SAN ANTONIO, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 4, 2017 | May 15, 2018 | no | SAN ANTONIO, TX | Previous registration |
| EDWARD JONES | National bd RIA | Jul 7, 2017 | Jul 7, 2017 | no | CIBOLO, TX|ST LOUIS, MO|CIBOLO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SWBC INVESTMENT COMPANY | J.P. MORGAN SECURITIES LLC | Jun 17, 2022 | Jun 17, 2022 | 0 | Firm change | RIA to wirehouse |
| AMERIPRISE FINANCIAL SERVICES, LLC | SWBC INVESTMENT COMPANY | Sep 20, 2021 | Sep 21, 2021 | 1 | Firm change | Ibd to RIA |
| J.P. MORGAN SECURITIES LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 15, 2018 | May 9, 2020 | 725 | Firm change after gap | Wirehouse to ibd |
| EDWARD JONES | J.P. MORGAN SECURITIES LLC | Jul 7, 2017 | Dec 4, 2017 | 150 | Firm change | Ibd to wirehouse |