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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

HANK CLAYTON

Advisor at WELLS FARGO ADVISORS

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbda0cc1-f26a-26ef-a331-7582a751257f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 8, 2003
First registration: Sep 7, 2005
Dual registered: yes, broker-dealer
Other names: HANK MATTHEW CLAYTON
IAPD individual key: 2862563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2023	n/a	yes	LAKE OSWEGO, OR	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 3, 2023	no	LAKE OSWEGO, OR\|ALOHA, OR\|PORTLAND, OR\|LAKE OSWEGO, OR\|VANCOUVER, WA\|PORTLAND, OR\|LAKE OSWEGO, OR	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Feb 11, 2008	Jan 3, 2011	no	ALOHA, OR\|PORTLAND, OR\|PORTLAND, OR\|LAKE OSWEGO, OR\|PORTLAND, OR\|PORTLAND, OR	Previous registration
PHILLIPS & COMPANY	Former SEC adviser	Sep 7, 2005	Jan 30, 2008	no	PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Mar 3, 2023	Mar 3, 2023	0	Channel change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
PHILLIPS & COMPANY	WELLS FARGO INVESTMENTS, LLC	Jan 30, 2008	Feb 11, 2008	12	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:OR:2023-03-03	Mar 3, 2023	Mar 3, 2023	LAKE OSWEGO, OR	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 3, 2023factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 11, 2008 to Jan 3, 2011factForm ADV
→ PHILLIPS & COMPANYRegistered adviserregistration: previous registration
Sep 7, 2005 to Jan 30, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbda0cc1-f26a-26ef-a331-7582a751257f
First observed: Sep 7, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HANK CLAYTON

Advisor at WELLS FARGO ADVISORS

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbda0cc1-f26a-26ef-a331-7582a751257f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Mar 3, 2023

n/a

yes

LAKE OSWEGO, OR

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jan 3, 2011

Mar 3, 2023

Previous registration

WELLS FARGO INVESTMENTS, LLC

n/a

Feb 11, 2008

Jan 3, 2011

Previous registration

PHILLIPS & COMPANY

Former SEC adviser

Sep 7, 2005

Jan 30, 2008

PORTLAND, OR|PORTLAND, OR

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Mar 3, 2023

Channel change

Wirehouse to wirehouse

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO ADVISORS

Jan 3, 2011

Bulk transfer

Other

PHILLIPS & COMPANY

WELLS FARGO INVESTMENTS, LLC

Jan 30, 2008

Feb 11, 2008

Firm change

Other

Team

Left

Joined

From

Kind

19616:11025:OR:2023-03-03

Mar 3, 2023

LAKE OSWEGO, OR

Firm change