DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Nov 9, 2022 | n/a | yes | New York, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 8, 2015 | no | BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 31, 2011 | Oct 1, 2012 | no | BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | TRANSAMERICA RETIREMENT ADVISORS, LLC | Apr 8, 2015 | Nov 9, 2022 | 2,772 | Firm change after gap | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |