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Advisor at SFG WEALTH MANAGEMENT
Towson, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SFG WEALTH MANAGEMENT | Independent wealth | Dec 16, 2016 | n/a | yes | Towson, MD | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 6, 2006 | Apr 24, 2012 | no | TOWSON, MD|HUNT VALLEY, MD | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 1, 2002 | Nov 2, 2006 | no | DUNDALK, MD|BALTIMORE, MD|CATONSVILLE, MD|PIKESVILLE, MD|PHOENIX, MD|PARKVILLE, MD|TIMONIUM, MD|BALTIMORE, MD|WESTMINSTER, MD|ELLICOTT CITY, MD|HUNT VALLEY, MD|COLUMBIA, MD|COLUMBIA, MD|FREDERICK, MD|FREDERICK, MD|MONROVIA, MD|BALTIMORE, MD|ABINGDON, MD|TIMONIUM, MD|TIMONIUM, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SFG WEALTH MANAGEMENT | Apr 24, 2012 | Dec 16, 2016 | 1,697 | Firm change after gap | Wirehouse to new firm |
| SUNTRUST INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 2, 2006 | Oct 6, 2006 | -27 | Firm change | Other |