DFX Intelligence

C••••••••• R••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C••••••••• R••••• D•••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Holmdel, NJ | Freehold, NJ

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Search this name across graphsid dfx:ria:dbf1a584-cf40-7450-0146-f8f6a3710b1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 8, 2019	n/a	yes	Holmdel, NJ\|Freehold, NJ	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Feb 26, 2015	Dec 18, 2019	no	EDISON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	A••••••••• F•••••••• S•••••••• L••	Dec 18, 2019	Nov 8, 2019	-40	Firm change after gap	Ibd to ibd
O••••••••• • C•• I•••	J••••• M••••••••• S•••• L••	Feb 20, 2015	Feb 26, 2015

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 8, 2019 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Feb 26, 2015 to Dec 18, 2019factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jul 15, 2008 to Feb 20, 2015factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbf1a584-cf40-7450-0146-f8f6a3710b1c
First observed: Apr 7, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.