DFX Intelligence

O•••• J•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

O•••• J•••• C•••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Miami, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 1, 2026	n/a	yes	Miami, FL	Current employment
P••••••••• W••••• A•••••••	Independent wealth	Jul 6, 2018	Mar 30, 2026	no	MIAMI, FL\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• W••••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 30, 2026	Apr 1, 2026	2	Firm change	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	P••••••••• W••••• A•••••••	Aug 25, 2023	Jul 6, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
126529:149018:FL:2026-03-30	Mar 30, 2026	Apr 1, 2026	FORT LAUDERDALE, FL	Firm change
149018:126529:FL:2023-08-25	Aug 25, 2023	Jul 6, 2018	MIAMI, FL	Firm change after gap
705:149018:FL:2017-10-20	Oct 30, 2017	Nov 6, 2017	CORAL GABLES, FL	Firm change

Relationships

Registered with (6)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 6, 2017 to Aug 25, 2023factForm ADV
→ P••••••••• W••••• A•••••••Registered adviserregistration: previous registration
Jul 6, 2018 to Mar 30, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Oct 30, 2017factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 1, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.