DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
WARE, MA | AGAWAM, MA | HOLYOKE, MA | SPRINGFIELD, MA | EAST LONGMEADOW, MA | GRANBY, CT | WEST SPRINGFIELD, MA | W SPRINGFIELD, MA | LUDLOW, MA | WEST HARTFORD, CT | BLOOMFIELD, CT | HUNTINGTON, MA | ENFIELD, CT | FEEDING HILLS, MA | SOUTH HADLEY, MA | CHICOPEE, MA | WESTFIELD, MA | Chicopee, MA | SOUTHWICK, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 27, 2017 | n/a | yes | WARE, MA|LUDLOW, MA|Chicopee, MA|SPRINGFIELD, MA|HOLYOKE, MA|EAST LONGMEADOW, MA|W SPRINGFIELD, MA|CHICOPEE, MA|HUNTINGTON, MA|AGAWAM, MA|BLOOMFIELD, CT|WESTFIELD, MA|WESTFIELD, MA|CHICOPEE, MA|SOUTHWICK, MA|CHICOPEE, MA|SPRINGFIELD, MA|WESTFIELD, MA|WEST SPRINGFIELD, MA|ENFIELD, CT|WESTFIELD, MA|SOUTH HADLEY, MA|GRANBY, CT|WEST HARTFORD, CT|FEEDING HILLS, MA | Current employment |
| SANTANDER SECURITIES | Bd affiliated wealth | Jul 1, 2014 | Mar 21, 2017 | no | OXFORD, MA|SOUTHBRIDGE, MA|Webster, MA|SPENCER, MA|STURBRIDGE, MA|Providence, RI|Worcester, MA|Springfield, MA|WESTFIELD, MA|Framingham, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 5, 2012 | May 27, 2014 | no | MARLBOROUGH, MA|WORCESTER, MA|WORCESTER, MA|WORCESTER, MA|STURBRIDGE, MA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Oct 24, 2011 | Sep 6, 2012 | no | NORTHAMPTON, MA | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Oct 8, 2010 | Oct 28, 2011 | no | SOUTHBRIDGE, MA|WAVERLY, IA | Previous registration |
| PNC CAPITAL ADVISORS, INC. | n/a | Jan 17, 2003 | Jul 26, 2005 | no | BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | LPL FINANCIAL LLC | Mar 21, 2017 | Mar 27, 2017 | 6 | Firm change | Other |
| LPL FINANCIAL LLC | SANTANDER SECURITIES | May 27, 2014 | Jul 1, 2014 | 35 | Firm change | Other |
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | Sep 6, 2012 | Sep 5, 2012 | -1 | Firm change | Other |
| CUNA BROKERAGE SERVICES, INC. | CUSO FINANCIAL SERVICES, L.P. | Oct 28, 2011 | Oct 24, 2011 | -4 | Firm change | Other |
| PNC CAPITAL ADVISORS, INC. | CUNA BROKERAGE SERVICES, INC. | Jul 26, 2005 | Oct 8, 2010 | 1,900 | Firm change after gap | Other |