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Advisor at WELLS FARGO ADVISORS
ROCHESTER, NY | ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 9, 2005 | n/a | yes | ANNAPOLIS, MD|ROCHESTER, NY | Current employment |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Mar 10, 2003 | Jan 6, 2006 | no | ANNAPOLIS, MD | Previous registration |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | Feb 2, 1995 | Mar 11, 2003 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGG MASON WOOD WALKER, INCORPORATED | WELLS FARGO ADVISORS | Jan 6, 2006 | Dec 9, 2005 | -28 | Firm change | Other |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | LEGG MASON WOOD WALKER, INCORPORATED | Mar 11, 2003 | Mar 10, 2003 | -1 | Firm change | Other |