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D•••••• S•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

D•••••• S•••• F••••••

Advisor at T•••• W••••• G•••• L••

MURRAY, UT

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Search this name across graphsid dfx:ria:dc0118cb-5d78-0e5c-b2ba-4c918b55b0f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• W••••• G•••• L••	Independent wealth	Feb 1, 2021	n/a	yes	MURRAY, UT	Current employment
S••••• M•••••••••	Independent wealth	Apr 4, 2019	May 23, 2024	no	Murray, UT\|NORTH LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	T•••• W••••• G•••• L••	May 23, 2024	Feb 1, 2021	-1,207	Firm change after gap	RIA to RIA
A• W••••• M••••••••• L••	S••••• M•••••••••	Apr 3, 2019	Apr 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
127145:311230:AR:2024-05-23	May 23, 2024	Feb 1, 2021	NORTH LITTLE ROCK, AR	Firm change after gap
282580:127145:UT:2019-04-03	Apr 3, 2019	Apr 4, 2019	SANDY, UT	Firm change

Relationships

Registered with (3)

→ T•••• W••••• G•••• L••Registered adviserregistration: current employment
Feb 1, 2021 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Apr 4, 2019 to May 23, 2024factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 16, 2018 to Apr 3, 2019factForm ADV

Dated events

Occurred
May 23, 2024
Advisor changed firm
D•••••• S•••• F•••••• left S••••• M••••••••• for T•••• W••••• G•••• L•• (registered 2021-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc0118cb-5d78-0e5c-b2ba-4c918b55b0f0
First observed: Jul 16, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.