DFX Intelligence

M•••••• J••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M•••••• J••••••• S•••••

Advisor at P•••••• F•••••••• A•••••••• L••

SOUTH BURLINGTON, VT

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Search this name across graphsid dfx:ria:dc029642-0c14-434b-15f3-a9f988df8d28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• A•••••••• L••	Independent wealth	Feb 18, 2022	n/a	yes	SOUTH BURLINGTON, VT	Current employment
S••••••• F•••••••• M•••••••••	n/a	Sep 3, 2021	May 16, 2022	no	COLCHESTER, VT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• M•••••••••	P•••••• F•••••••• A•••••••• L••	May 16, 2022	Feb 18, 2022	-87	Firm change after gap	Other
M•••• F•••••••• P•••••••• I•••	S••••••• F•••••••• M•••••••••	Apr 5, 2021	Sep 3, 2021

Relationships

Registered with (3)

→ P•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 18, 2022 to presentfactForm ADV
→ S••••••• F•••••••• M•••••••••Registered adviserregistration: previous registration
Sep 3, 2021 to May 16, 2022factForm ADV
→ M•••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2018 to Apr 5, 2021factForm ADV

Dated events

Occurred
May 16, 2022
Advisor changed firm
M•••••• J••••••• S••••• left S••••••• F•••••••• M••••••••• for P•••••• F•••••••• A•••••••• L•• (registered 2022-02-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc029642-0c14-434b-15f3-a9f988df8d28
First observed: Apr 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.