DFX Intelligence

Data Factory

D••••• G• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor28 years in industry

D••••• G• H••••••••

Advisor at H• P•••••• C•••••• L••

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc0acde6-758c-e95a-cb90-609a98fd6a3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 27, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H• P•••••• C•••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H• P•••••• C•••••• L••	State registered	Apr 20, 2022	n/a	yes	NAPERVILLE, IL	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Apr 23, 2010	Sep 21, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	H• P•••••• C•••••• L••	Sep 21, 2015	Apr 20, 2022	2,403	Firm change after gap	Other
F•••• T•••• S••••••••• I•••	B•• H••••• F•••••••• A•••••••• I••	Jun 20, 2008

Relationships

Registered with (4)

→ H• P•••••• C•••••• L••Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 23, 2010 to Sep 21, 2015factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2004 to Jun 20, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc0acde6-758c-e95a-cb90-609a98fd6a3f
First observed: Aug 27, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.