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Advisor at TD PRIVATE CLIENT WEALTH LLC
Ramsey, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Jan 8, 2026 | n/a | yes | Ramsey, NJ | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 25, 2025 | Oct 2, 2025 | no | RANDOLPH, NJ|FORT MILL, SC|Randolph, NJ | Previous registration |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Nov 19, 2024 | Feb 11, 2025 | no | MORRISTOWN, NJ|Randolph, NJ|Randolph, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 11, 2023 | Jul 1, 2024 | no | Long Island City, NY|NEW YORK, NY|Randolph, NJ | Previous registration |
| CITI PRIVATE ADVISORY, LLC | Former SEC adviser | May 2, 2022 | Aug 30, 2022 | no | New York, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 2, 2022 | Aug 30, 2022 | no | NEW YORK, NY | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 25, 2019 | Jan 8, 2021 | no | Morristown, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | TD PRIVATE CLIENT WEALTH LLC | Oct 2, 2025 | Jan 8, 2026 | 98 | Firm change | Ibd to ibd |
| PRIVATE ADVISOR GROUP, LLC | LPL FINANCIAL LLC | Feb 11, 2025 | Aug 25, 2025 | 195 | Firm change | Ibd to ibd |
| CITIGROUP GLOBAL MARKETS INC. | PRIVATE ADVISOR GROUP, LLC | Jul 1, 2024 | Nov 19, 2024 | 141 | Firm change | Ibd to ibd |
| CITI PRIVATE ADVISORY, LLC | CITIGROUP GLOBAL MARKETS INC. | Aug 30, 2022 | Apr 11, 2023 | 224 | Channel change | Other |
| CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY, LLC | Aug 30, 2022 | May 2, 2022 | -120 | Channel change | Other |
| CHARLES SCHWAB & CO., INC. | CITIGROUP GLOBAL MARKETS INC. | Jan 8, 2021 | May 2, 2022 | 479 | Firm change after gap | Ibd to ibd |