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L•••• D••• P•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

L•••• D••• P•••••• M••••••

Advisor at M•••••• W••••• M••••••••• I•••

POTOMAC, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc0e8ebb-5803-2e29-f1d6-ef891fb4d920

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• I•••	Independent wealth	Jun 27, 2025	n/a	yes	POTOMAC, MD	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 8, 2019	Jul 10, 2025	no	POTOMAC, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••• W••••• M••••••••• I•••	Jul 10, 2025	Jun 27, 2025	-13	Firm change	Wirehouse to new firm
M••••• S••••••	W•••• F•••• A•••••••	Jan 10, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:336539:MD:2025-07-10	Jul 10, 2025	Jun 27, 2025	POTOMAC, MD	Firm change

Relationships

Registered with (5)

→ M•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 27, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 8, 2019 to Jul 10, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 10, 2019factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
L•••• D••• P•••••• M•••••• left W•••• F•••• A••••••• for M•••••• W••••• M••••••••• I••• (registered 2025-06-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc0e8ebb-5803-2e29-f1d6-ef891fb4d920
First observed: Aug 30, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.