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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

KARI S BRAGGS

Advisor at MORGAN STANLEY

PEORIA, IL

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Search this name across graphsid dfx:ria:dc1faebb-c915-dbbe-3e9a-94cbf82d16e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 31, 1996
First registration: Mar 1, 2004
Dual registered: yes, broker-dealer
Other names: KARI S BURG|KARI SUE BURG|KARI SUE LAABS|KARI S BURG-BRAGGS
IAPD individual key: 2686803

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 10, 2014	n/a	yes	PEORIA, IL	Current employment
DAVID A. NOYES & COMPANY	Former SEC adviser	Oct 20, 2011	Sep 10, 2014	no	MIAMI, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 1, 2011	Oct 25, 2011	no	NAPERVILLE, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 1, 2004	Jan 27, 2010	no	PEWAUKEE, WI\|OAK BROOK, IL\|WAUKESHA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DAVID A. NOYES & COMPANY	MORGAN STANLEY	Sep 10, 2014	Dec 10, 2014	91	Firm change	Other
UBS FINANCIAL SERVICES INC.	DAVID A. NOYES & COMPANY	Oct 25, 2011	Oct 20, 2011	-5	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jan 27, 2010	Aug 1, 2011	551	Firm change after gap	Wirehouse to wirehouse

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Dec 10, 2014 to presentfactForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
Oct 20, 2011 to Sep 10, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 1, 2011 to Oct 25, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 1, 2004 to Jan 27, 2010factForm ADV

Dated events

No dated event names this entity yet.