DFX Intelligence

S••••• T••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

S••••• T••••• N•••••

Advisor at F•••• I••••••• S•••••••

Scottsdale, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:dc23416b-0942-4a8e-687c-a59e6ba5c203

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••• S•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••• S•••••••	Mixed wealth	Sep 15, 2023	n/a	yes	Scottsdale, AZ\|SCOTTSDALE, AZ	Current employment
C•••••• I•••••• P•••••••• L••	Former SEC adviser	Aug 27, 2008	Jan 2, 2026	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I•••••• P•••••••• L••	F•••• I••••••• S•••••••	Jan 2, 2026	Sep 15, 2023	-840	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• I•••••• P•••••••• L••	Aug 20, 2008	Aug 27, 2008

Relationships

Registered with (3)

→ F•••• I••••••• S•••••••Registered adviserregistration: current employment
Sep 15, 2023 to presentfactForm ADV
→ C•••••• I•••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 27, 2008 to Jan 2, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 27, 2004 to Aug 20, 2008factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc23416b-0942-4a8e-687c-a59e6ba5c203
First observed: Aug 27, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.