DFX Intelligence

R•••••• S• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

R•••••• S• J••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Salt Lake City, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc24e7fe-f987-c303-5617-1b6dab0af794

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Oct 22, 2020	n/a	yes	TORRANCE, CA\|Salt Lake City, UT	Current employment
F•••••••• I•••••• C•••••	Former SEC adviser	Jan 20, 2012	Oct 21, 2020	no	SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• I•••••• C•••••	E• W••••• A•••••••	Oct 21, 2020	Oct 22, 2020	1	Firm change	RIA to RIA
S••••••• F•••••••• S•••••••• I•••	F•••••••• I•••••• C•••••	Jan 20, 2012	Jan 20, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
153610:111147:UT:2020-10-21	Oct 21, 2020	Oct 22, 2020	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (5)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Oct 22, 2020 to presentfactForm ADV
→ F•••••••• I•••••• C•••••Registered adviserregistration: previous registration
Jan 20, 2012 to Oct 21, 2020factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 24, 2008 to Jan 20, 2012factForm ADV
→ I••••••• S••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc24e7fe-f987-c303-5617-1b6dab0af794
First observed: May 1, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.