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RIA / WealthAdvisor19 years in industry

AUDRA CHRISTINE NAY

Advisor at MAI CAPITAL MANAGEMENT, LLC

Santa Rosa, CA

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Search this name across graphsid dfx:ria:dc32643d-4de5-8e34-6204-47e40fc39bce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 10, 2007
First registration: Feb 12, 2007
Dual registered: no
Other names: AUDRA C NAY
IAPD individual key: 3182983

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 23, 2024	n/a	yes	Santa Rosa, CA	Current employment
TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 9, 2018	Jan 30, 2024	no	Santa Rosa, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 18, 2017	May 21, 2018	no	SANTA ROSA, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jun 1, 2016	May 31, 2017	no	SAN FRANCISCO, CA	Previous registration
B\|O\|S	Former SEC adviser	Feb 21, 2014	Jul 11, 2016	no	SAN FRANCISCO, CA	Previous registration
SANTA BARBARA ASSET MANAGEMENT, LLC	Former SEC adviser	Feb 12, 2007	Apr 8, 2013	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC	MAI CAPITAL MANAGEMENT, LLC	Jan 30, 2024	Feb 23, 2024	24	Firm change	RIA to RIA
WELLS FARGO ADVISORS	TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC	May 21, 2018	Apr 9, 2018	-42	Firm change after gap	Wirehouse to new firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	WELLS FARGO ADVISORS	May 31, 2017	Jul 18, 2017	48	Firm change	Other
B\|O\|S	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Jul 11, 2016	Jun 1, 2016	-40	Firm change after gap	Other
SANTA BARBARA ASSET MANAGEMENT, LLC	B\|O\|S	Apr 8, 2013	Feb 21, 2014	319	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
294019:109807:CA:2024-01-30	Jan 30, 2024	Feb 23, 2024	SANTA ROSA, CA	Firm change
11025:294019:CA:2018-05-21	May 21, 2018	Apr 9, 2018	SANTA ROSA, CA	Firm change after gap

Relationships

Registered with (6)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 23, 2024 to presentfactForm ADV
→ TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 9, 2018 to Jan 30, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 18, 2017 to May 21, 2018factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jun 1, 2016 to May 31, 2017factForm ADV
→ B|O|SRegistered adviserregistration: previous registration
Feb 21, 2014 to Jul 11, 2016factForm ADV
→ SANTA BARBARA ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 12, 2007 to Apr 8, 2013factForm ADV

Dated events

Occurred
Jan 30, 2024
Advisor changed firm
Audra Christine Nay left Traverso Chambers Private Wealth Management, Llc for Mai Capital Management, Llc (registered 2024-02-23)
Form ADVobserved 4 days ago