A•• S• A•••••

Advisor at A••••••••• L••

LOS ANGELES, CA | San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc38c81b-740a-591d-3c44-1d3460666e08

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Jan 5, 2026	n/a	yes	San Diego, CA\|LOS ANGELES, CA	Current employment
C••••• C••••••• L••	Former SEC adviser	Dec 10, 2015	Jun 22, 2018	no	LA JOLLA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	A••••••••• L••	Jun 22, 2018	Jan 5, 2026	2,754	Firm change after gap	RIA to RIA
E•••••••• R••••••••• I•••	C••••• C••••••• L••	May 18, 2015	Dec 10, 2015

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Dec 10, 2015 to Jun 22, 2018factForm ADV
→ E•••••••• R••••••••• I•••Registered adviserregistration: previous registration
Jun 20, 2014 to May 18, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc38c81b-740a-591d-3c44-1d3460666e08
First observed: Jun 20, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.