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E•••••••• R••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

E•••••••• R••••••••• I•••

CRD 169389

ROSELAND, NJ

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Search this name across graphsid dfx:ria:1e82a249-b2a8-e6f3-49ab-f30c6fd7f322

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 6, 2026 to Mar 6, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

E•••••••• R••••••••• I••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $78.7MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $77.5M
Private client RAUM: $78.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• S••••••	Certified Financial Planner	ROSELAND, NJ	9	26	6	no

Relationships

Registered with (3)

← A••• S••••••Advisorregistration: previous registration
May 12, 2015 to Dec 31, 2016factForm ADV
← AMI S ARANHAAdvisorregistration: previous registration
Jun 20, 2014 to May 18, 2015factForm ADV
← KATHRYN VIRGINIA BROYAdvisorregistration: previous registration
Nov 19, 2013 to May 12, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e82a249-b2a8-e6f3-49ab-f30c6fd7f322
First observed: Mar 6, 2026
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.