DFX Intelligence

J•• T••••• A••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J•• T••••• A••• S•••••

Advisor at H••••••••• F•••••••• A•••••••• I•••

TIMONIUM, MD

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Search this name across graphsid dfx:ria:dc49a5f6-8c1d-d542-a531-d8602d17a6b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• F•••••••• A•••••••• I•••	Independent wealth	Mar 1, 2021	n/a	yes	TIMONIUM, MD	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 16, 2016	Feb 10, 2021	no	HUNT VALLEY, MD\|HUNT VALLEY, MD\|HUNT VALLEY, MD\|TOWSON, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H••••••••• F•••••••• A•••••••• I•••	Feb 10, 2021	Mar 1, 2021	19	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ H••••••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 1, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 16, 2016 to Feb 10, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc49a5f6-8c1d-d542-a531-d8602d17a6b1
First observed: Feb 16, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.