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HAYS INVESTMENT ADVISORS, L.L.C., CRD 107846
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAYES, JAMES, C. | Owner | E | yes | 03/1997 | Feb 23, 2012 | Apr 10, 2012 |
| KLEFSAAS, ROBERT, JOHN | President | Na | yes | 01/2002 | Feb 23, 2012 | Apr 10, 2012 |
| THE HAYS GROUP, INC. | Owner | E | yes | 01/2002 | Feb 23, 2012 | Apr 10, 2012 |
| AIPPERSPACH, MAREN, ANN | CHIEF COMPLIANCE OFFICER | Na | no | 08/1992 | Feb 23, 2012 | Apr 10, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ALL STAR FINANCIAL INC | n/a | Former SEC adviser | $653M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Feb 23, 2012 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |