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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALL STAR FINANCIAL INC

ALL STAR FINANCIAL LLC, CRD 110718

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f210435a-8a85-b043-3af7-c401b93e6d9f

Data as of Aug 1, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Apr 9, 2012 to Aug 1, 2022
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $653MItem 5.F on the latest filing (2022-08-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $644M
Private client RAUM: $640MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,749
Individual clients: 360
High net worth clients: 207
SEC number: 801-41736
CRD: 110718
Filings on the tape: 47
First filed: Apr 9, 2012
Latest filed: Aug 1, 2022
Organised: Limited Liability Company, Minnesota

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KLEFSAAS, ROBERT, JOHN	PRESIDENT CHIEF COMPLIANCE OFFICER	E	yes	08/1992	Apr 9, 2012	Aug 1, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Bankvista	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 22, 2022	$653M	$644M	19	9	0	n/a	n/a
2020	Jun 25, 2020	$424M	$424M	11	8	0	n/a	n/a
2019	Jun 28, 2019	$544M	$544M	10	7	0	n/a	n/a
2018	Jun 27, 2018	$532M	$532M	6	6	0	n/a	n/a
2017	Jun 29, 2017	$1.5B	$418M	6	5	n/a	n/a	n/a
2016	May 19, 2016	$1.5B	$383M	9	6	n/a	n/a	n/a
2015	May 13, 2015	$575M	$381M	7	4	n/a	n/a	n/a
2014	Apr 14, 2014	$555M	$372M	8	6	n/a	n/a	n/a
2013	Apr 8, 2013	$521M	$334M	9	6	n/a	n/a	n/a
2012	Apr 30, 2012	$530M	$360M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$653M	$424M	53.8%	$532M	7.1%	18	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALL STAR FINANCIAL	5	Nov 10, 2022	Nov 7, 2022	MINNEAPOLIS, MN	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (1)

← KLEFSAAS, ROBERT, JOHNOwnerPRESIDENT CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 9, 2012 to presentfactForm ADV

Affiliated with (1)

← HAYS INVESTMENT ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (13)

← ROBERT JOHN KLEFSAASAdvisorregistration: previous registration
Jan 21, 2014 to Nov 10, 2022factForm ADV
← MATTHEW ALAN BERHOWAdvisorregistration: previous registration
Apr 28, 2017 to Nov 10, 2022factForm ADV
← Eric James GardnerAdvisorregistration: previous registration
Aug 1, 2022 to Nov 10, 2022factForm ADV
← SAMUEL DAVID SEXTONAdvisorregistration: previous registration
Jun 28, 2019 to Nov 10, 2022factForm ADV
← Elliot Washburn SyversonAdvisorregistration: previous registration
Aug 5, 2021 to Nov 10, 2022factForm ADV
← BRIAN GREGORY SENSKEAdvisorregistration: previous registration
Mar 18, 2015 to Oct 5, 2022factForm ADV
← BRADY MICKOLICHEKAdvisorregistration: previous registration
Apr 28, 2017 to Feb 1, 2021factForm ADV
← John Ries ShevlinAdvisorregistration: previous registration
Mar 4, 2016 to Jan 17, 2018factForm ADV
← Nicholas Timothy SullivanAdvisorregistration: previous registration
Jan 4, 2016 to Nov 15, 2016factForm ADV
← Michele WostbrockAdvisorregistration: previous registration
Dec 15, 2015 to Sep 20, 2016factForm ADV
← JOSIAH BENJAMIN LARSONAdvisorregistration: previous registration
Jan 23, 2014 to Dec 1, 2014factForm ADV
← MATTHEW ALEXANDER COSGRIFFAdvisorregistration: previous registration
Jan 27, 2014 to Sep 22, 2014factForm ADV
← ELISE MARIE PEDERSON HUSTONAdvisorregistration: previous registration
Jan 27, 2014 to Sep 22, 2014factForm ADV

Moved with (1)

→ ALL STAR FINANCIALRegistered adviser5 advisors, firm absorbed, same day
Nov 10, 2022 to Nov 7, 2022factForm ADV

Dated events

Occurred
Nov 10, 2022
Firm absorbed
All Star Financial Inc's advisors moved to All Star Financial (Minneapolis, MN): 5 of 5 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Oct 5, 2022
Advisor changed firm
Brian Gregory Senske left All Star Financial Inc for Guardian Wealth Advisors, Llc (registered 2022-12-22)
Form ADVobserved 4 days ago
Occurred
Jun 23, 2021
Regulatory AUM changed
All Star Financial Inc reported RAUM $610.6M, up 44% from $424.4M (2021-02-01 to 2021-06-23)
Form ADVobserved 4 days ago
$186M
Occurred
Jan 17, 2018
Regulatory AUM changed
All Star Financial Inc reported RAUM $515.5M, down 66% from $1.5B (2017-06-29 to 2018-01-17)
Form ADVobserved 4 days ago
$-1.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f210435a-8a85-b043-3af7-c401b93e6d9f
First observed: Apr 9, 2012
Last observed: Aug 1, 2022 50 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALL STAR FINANCIAL INC

ALL STAR FINANCIAL LLC, CRD 110718

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f210435a-8a85-b043-3af7-c401b93e6d9f

Data as of Aug 1, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KLEFSAAS, ROBERT, JOHN

PRESIDENT CHIEF COMPLIANCE OFFICER

yes

08/1992

Apr 9, 2012

Aug 1, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

Bankvista

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Feb 22, 2022

$653M

$644M

n/a

2020

Jun 25, 2020

$424M

n/a

2019

Jun 28, 2019

$544M

n/a

2018

Jun 27, 2018

$532M

n/a

2017

Jun 29, 2017

$1.5B

$418M

n/a

2016

May 19, 2016

$1.5B

$383M

n/a

2015

May 13, 2015

$575M

$381M

n/a

2014

Apr 14, 2014

$555M

$372M

n/a

2013

Apr 8, 2013

$521M

$334M

n/a

2012

Apr 30, 2012

$530M

$360M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$653M

$424M

53.8%

$532M

7.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALL STAR FINANCIAL

Nov 10, 2022

Nov 7, 2022

MINNEAPOLIS, MN

Firm absorbed

RIA to RIA

100.0%