DFX Intelligence

E•••••• K••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

E•••••• K••••• D••••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

MONROE, LA | ORLANDO, FL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Jan 12, 2021	n/a	yes	MONROE, LA\|ORLANDO, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 24, 2020	Nov 27, 2020	no	MONROE, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• A••••• I••••••••• M••••••••• L••	Nov 27, 2020	Jan 12, 2021	46	Firm change	Ibd to ibd
W•••• F•••• A•••••••	L•• F•••••••• L••	Jul 27, 2020	Jul 24, 2020

Relationships

Registered with (4)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 12, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 24, 2020 to Nov 27, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 23, 2009 to Jul 27, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 24, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.