DFX Intelligence

T•••• B•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T•••• B•••••• M••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

DENVER, NC

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Search this name across graphsid dfx:ria:dc58e193-4333-5e82-8260-b65af028c14c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 6, 2014	n/a	yes	DENVER, NC	Current employment
V••••• C•••••• • M•••••••••	Independent wealth	Jun 14, 2013	Sep 15, 2014	no	DAVIDSON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• • M•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Sep 15, 2014	Oct 6, 2014	21	Firm change	Other
F•• S••••••••• C•••••••••	V••••• C•••••• • M•••••••••	Jun 10, 2013	Jun 14, 2013

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 6, 2014 to presentfactForm ADV
→ V••••• C•••••• • M•••••••••Registered adviserregistration: previous registration
Jun 14, 2013 to Sep 15, 2014factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jun 7, 2013 to Jun 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc58e193-4333-5e82-8260-b65af028c14c
First observed: Jun 7, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.