DFX Intelligence

R••• A• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

R••• A• Z••••••••

Advisor at K••••••• C••••••

MIAMI, FL

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Search this name across graphsid dfx:ria:dc5bbcb9-e9a0-c160-61d4-54d321201052

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• C••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• C••••••	Mixed wealth	Dec 3, 2025	n/a	yes	MIAMI, FL	Current employment
S•••••••• S•••••••••	Bd affiliated wealth	May 8, 2013	Jan 21, 2015	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	K••••••• C••••••	Jan 21, 2015	Dec 3, 2025	3,969	Firm change after gap	Other
S••••••• I••••••••• S•••••••• I•••	S•••••••• S•••••••••	Jan 6, 2011	May 8, 2013

Relationships

Registered with (3)

→ K••••••• C••••••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
May 8, 2013 to Jan 21, 2015factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 11, 2009 to Jan 6, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc5bbcb9-e9a0-c160-61d4-54d321201052
First observed: Sep 11, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.