DFX Intelligence

i•• m• d•••• m••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

i•• m• d•••• m••••••

Advisor at C••••••••• P••••••• A•••• M••••••••• L••

CLEARWATER, FL | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc624f17-933c-865a-b531-fe6314133a97

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• P••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• P••••••• A•••• M••••••••• L••	Independent wealth	Jul 2, 2026	n/a	yes	CLEARWATER, FL\|NEW YORK, NY	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Jan 4, 2017	May 31, 2019	no	Tampa, FL\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	C••••••••• P••••••• A•••• M••••••••• L••	May 31, 2019	Jul 2, 2026	2,589	Firm change after gap	Ibd to RIA
M••••• S••••••	I••••••••• A••••• I••••••••• M••••••••• L••	Oct 31, 2016	Jan 4, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
144426:109385:FL:2019-05-29	May 31, 2019	Jul 2, 2026	ORLANDO, FL	Firm change after gap

Relationships

Registered with (4)

→ C••••••••• P••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jul 2, 2026 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2017 to May 31, 2019factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 12, 2014 to Oct 31, 2016factForm ADV
→ P•••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc624f17-933c-865a-b531-fe6314133a97
First observed: Dec 8, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.