DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••
Newport Beach, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Aug 10, 2026 | n/a | yes | Newport Beach, CA|SAN FRANCISCO, CA | Current employment |
| C•••••••• W••••• M••••••••• | Independent wealth | Mar 6, 2018 | Jun 23, 2026 | no | Irvine, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• W••••• M••••••••• | F•••••• | Jun 23, 2026 | Aug 10, 2026 | 48 | Firm change | RIA to RIA |
| C••••••••• F•••••••• N•••••• | C•••••••• W••••• M••••••••• | May 17, 2019 | Mar 6, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:288978:CA:2019-05-17 | May 17, 2019 | Mar 6, 2018 | IRVINE, CA | Firm change after gap |
| C••••••••• F•••••••• N•••••• | National bd RIA | Jan 21, 2010 | May 17, 2019 | no | WALTHAM, MA|IRVINE, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 27, 2000 | Jan 22, 2010 | no | IRVINE, CA|IRVINE, CA|ALISO VEIJO, CA | Previous registration |
| -437 |
| Firm change after gap |
| Ibd to RIA |
| A••••••••• F•••••••• S•••••••• L•• | C••••••••• F•••••••• N•••••• | Jan 22, 2010 | Jan 21, 2010 | -1 | Firm change | Ibd to ibd |