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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

Joseph Charles Lombardo

Advisor at JANNEY MONTGOMERY SCOTT LLC

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:dc69109b-9c03-e180-fd5e-da7af5fd7be3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Apr 14, 2003
First registration: Apr 18, 2005
Dual registered: yes, broker-dealer
Other names: JOSEPH CHARLES LOMBARDO|JOSEPH CHARLES LOMBARDO
IAPD individual key: 4625977

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jun 8, 2012	n/a	yes	PITTSBURGH, PA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 25, 2006	Jun 12, 2012	no	PITTSBURGH, PA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jun 25, 2005	Jul 31, 2006	no	PITTSBURGH, PA\|PITTSBURGH, PA	Previous registration
PARKER/HUNTER INCORPORATED	n/a	Apr 18, 2005	Jun 25, 2005	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	JANNEY MONTGOMERY SCOTT LLC	Jun 12, 2012	Jun 8, 2012	-4	Firm change	Other
JANNEY MONTGOMERY SCOTT LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 31, 2006	Aug 25, 2006	25	Firm change	Other
PARKER/HUNTER INCORPORATED	JANNEY MONTGOMERY SCOTT LLC	Jun 25, 2005	Jun 25, 2005	0	Bulk transfer	Other

Relationships

Registered with (3)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Jun 25, 2005 to Jul 31, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 25, 2006 to Jun 12, 2012factForm ADV
→ PARKER/HUNTER INCORPORATEDRegistered adviserregistration: previous registration
Apr 18, 2005 to Jun 25, 2005factForm ADV

Dated events

No dated event names this entity yet.