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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Williamsburg, VA | Gardnerville, NV | Bishop, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 10, 2019 | n/a | yes | Bishop, CA|Gardnerville, NV|Bishop, CA|Williamsburg, VA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Dec 20, 2018 | no | NEWPORT BEACH, CA|MINDEN, NV|NEWPORT BEACH, CA|BISHOP, CA|RENO, NV | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Aug 17, 1998 | Jul 1, 2003 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 20, 2018 | Jan 10, 2019 | 21 | Firm change | Wirehouse to ibd |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |