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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

ERNEST FULTON CAVE

Advisor at BLUE HORIZON EQUITY, INC.

Sarasota, FL | PITTSFORD, NY

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Search this name across graphsid dfx:ria:dc705e7a-04d8-c206-4dd6-786c6aa86444

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLUE HORIZON EQUITY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 27, 2006
First registration: Mar 25, 2015
Dual registered: yes, broker-dealer
Other names: Ernest Cave|ERNEST FULTON CAVE|Ernie Cave|ERNEST FULTON CAVE
IAPD individual key: 5104968

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLUE HORIZON EQUITY, INC.	Independent wealth	Jul 1, 2026	n/a	yes	PITTSFORD, NY\|Sarasota, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	Jun 24, 2026	no	Sarasota, FL\|Ponte Vedra Beach, FL\|Sarasota, FL\|SCOTTSDALE, AZ	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Nov 12, 2019	Oct 11, 2024	no	Jacksonville, FL\|HOLBROOK, NY	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Nov 11, 2019	no	JACKSONVILLE, FL\|ST. AUGUSTINE, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 25, 2015	Mar 25, 2017	no	JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	BLUE HORIZON EQUITY, INC.	Jun 24, 2026	Jul 1, 2026	7	Firm change	Ibd to new firm
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	AMERICAN PORTFOLIOS ADVISORS, INC	Nov 11, 2019	Nov 12, 2019	1	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (5)

→ BLUE HORIZON EQUITY, INC.Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 11, 2024 to Jun 24, 2026factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Nov 12, 2019 to Oct 11, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Nov 11, 2019factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 25, 2015 to Mar 25, 2017factForm ADV

Dated events

Occurred
Jun 24, 2026
Advisor changed firm
Ernest Fulton Cave left Osaic Wealth, Inc. for Blue Horizon Equity, Inc. (registered 2026-07-01)
Form ADVobserved 5 days ago