DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• F••••• C•••

B••• H•••••• E•••••• I•••independent RIASarasota, Fl dual registrantIAPD 5104968

Certified Financial Planner

Feed of 09/15/2026

Also filed as Ernest Cave

At current firm

0 y

since Jul 1, 2026

In the industry

20 y

since Apr 27, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••• H•••••• E•••••• I••• independent RIA current
since Jul 1, 2026 · Pittsford, Ny
O•••• W•••••• I••• BD affiliated
Oct 11, 2024 to Jun 24, 2026 · Sarasota, Fl
A••••••• P••••••••• A•••••••• I•• former
Nov 12, 2019 to Oct 11, 2024 · Jacksonville, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Nov 11, 2019 · Jacksonville, Fl
M•• F•••••••• S•••••••• I••• former
Mar 25, 2015 to Mar 25, 2017 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to B••• H•••••• E•••••• I•••
left Jun 24, 2026, registered Jul 1, 2026 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser
A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to A••••••• P••••••••• A•••••••• I••
left Nov 11, 2019, registered Nov 12, 2019 (1 days) · Affiliated broker-dealer or bank to independent RIA
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Signals

E••••• F••••• C••• left O•••• W•••••• I••• for B••• H•••••• E•••••• I••• (registered 2026-07-01)
Jun 24, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address