DFX Intelligence

A••••••• W••••• A•••••• S••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

A••••••• W••••• A•••••• S••••••••

ATRIA INVESTMENTS, INC., CRD 143593

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:dc7365ed-a061-8726-3d29-1530d9279f20

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 22
On other graphs: 0
Observed: Mar 27, 2012 to Jul 31, 2026
42 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

G••• F••• X•••• L•

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $11B••• Locked
Discretionary RAUM: $11B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $1.6Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•• A•• V•	n/a	Charlotte, NC	7	12	n/a	no
S•••• H••••• F••••	n/a	CHARLOTTE, NC	2	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• T••• F•••	Evp	Na	yes	12/2022	Jan 13, 2023	Dec 2, 2024
A•••••••• F•••••••• H•••••••• I•••	SOLE SHAREHOLDER - DIRECT OWNER	E	yes	12/2022	Jan 13, 2023	Dec 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••••• I•••	n/a	Bd affiliated wealth	$92B	N	yes	n/a
A•••••••• B••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Concord	CA	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	14.3%	0	0	0	7	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$10B	6.0%	$8.3B	9.8%	60	60	2	1

Relationships

Affiliated with (2)

← A••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ A••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV

Registered with (13)

← J••••••• S••••• S•••••Advisorregistration: current employment
May 28, 2024 to presentfactForm ADV
← D•••• R••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 24, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
May 13, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 2, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc7365ed-a061-8726-3d29-1530d9279f20
First observed: Mar 27, 2012
Last observed: Jul 31, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (15)

← M•••••• D•••••• B••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2024 to Dec 2, 2024factForm ADV
← A••••• B••••••• W•••••OwnerPRESIDENT/CEO/DIRECTOR, ownership code NA, individual
Mar 27, 2012 to Dec 2, 2024factForm ADV
← K••• M••••••OwnerDIRECTOR, ownership code NA, individual
Jan 13, 2023 to Dec 2, 2024factForm ADV
← A••••• T••• F•••OwnerEVP, ownership code NA, individual
Jan 13, 2023 to Dec 2, 2024factForm ADV
← Z•••• G•••• G•••••OwnerEVP/TREASURER/DIRECTOR, ownership code NA, individual
Jan 13, 2023 to Dec 2, 2024factForm ADV
← M•••••• L••OwnerCHAIRMAN, GROUP CHIEF EXECUTIVE OFFICE, DIRECTOR, ownership code NA, individual
Dec 2, 2024 to Dec 2, 2024factForm ADV
← A•••••••• F•••••••• H•••••••• I•••OwnerSOLE SHAREHOLDER - DIRECT OWNER, ownership code E, domestic entity
Jan 13, 2023 to Dec 2, 2024factForm ADV
← G••• E•••••• B•••••••• L••OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV
← G••• E•••••• H•••••••• L•••OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV
← G••• E•••••• I••••••••• I•••OwnerMANAGING MEMBER, ownership code E, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV
← G••• E•••••• T••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV
← G••• F••• X•••• L•OwnerMEMBER, ownership code C, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV
← G••• I••••••••• X•• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV
← G••• P••••••• X•••••• L•OwnerGENERAL PARTNER, ownership code F, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV
← V••••• I•••••••• L•OwnerMEMBER, ownership code C, domestic entity
Sep 30, 2024 to Dec 2, 2024factForm ADV