DFX Intelligence

S•••• H••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S•••• H••••• F••••

Advisor at A••••••• W••••• A•••••• S••••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:c9fabbf2-9dbb-a905-7ee4-b53e49d1b7f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••• S••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••• S••••••••	Asset manager	Jan 31, 2024	n/a	yes	CHARLOTTE, NC	Current employment
S•••• W••••• M••••••••• L••	Bd affiliated wealth	Jan 5, 2021	Dec 13, 2023	no	Charlotte, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• W••••• M••••••••• L••	A••••••• W••••• A•••••• S••••••••	Dec 13, 2023	Jan 31, 2024	49	Firm change	Other
T• A••••••••• I•••	S•••• W••••• M••••••••• L••	Jan 6, 2021	Jan 5, 2021

Relationships

Registered with (7)

→ A••••••• W••••• A•••••• S••••••••Registered adviserregistration: current employment
Jan 31, 2024 to presentfactForm ADV
→ S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2021 to Dec 13, 2023factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2017 to Jan 6, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Dec 13, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9fabbf2-9dbb-a905-7ee4-b53e49d1b7f6
First observed: Sep 29, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.