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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

ELIZABETH ANN UPDIKE

Advisor at OSAIC WEALTH, INC.

VIENNA, VA

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Search this name across graphsid dfx:ria:dc7696f8-55be-0479-d16f-04209d20f560

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Sep 20, 1984
First registration: Aug 25, 2004
Dual registered: yes, broker-dealer
Other names: ELIZABETH ANN UPDIKEGRAVES|LIZ UPDIKE|ELIZABETH A UPDIKE|ELIZABETH ANN UPDIKE|ELIZABETH A UPDIKE
IAPD individual key: 1290952

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	VIENNA, VA	Current employment
OSAIC FA, INC.	Former SEC adviser	Nov 1, 2021	Jan 24, 2025	no	VIENNA, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 9, 2015	Oct 29, 2021	no	MCLEAN, VA\|RESTON, VA\|HERNDON, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 16, 2013	Jan 9, 2015	no	CHARLOTTE, NC\|CHANTILLY, VA\|HERNDON, VA\|RESTON, VA\|HAMILTON, VA\|CLIFTON, VA\|VIENNA, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 25, 2004	Sep 3, 2008	no	NORFOLK, VA\|VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	OSAIC FA, INC.	Oct 29, 2021	Nov 1, 2021	3	Firm change	Wirehouse to ibd
BB&T INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Jan 9, 2015	Jan 9, 2015	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BB&T INVESTMENT SERVICES, INC.	Sep 3, 2008	Dec 16, 2013	1,930	Firm change after gap	Wirehouse to new firm

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Nov 1, 2021 to Jan 24, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 9, 2015 to Oct 29, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 16, 2013 to Jan 9, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 25, 2004 to Sep 3, 2008factForm ADV

Dated events

No dated event names this entity yet.