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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Christopher James Randolph

Advisor at U.S. BANCORP ADVISORS, LLC

Olympia, WA | Saint Paul, MN

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Search this name across graphsid dfx:ria:dc7eb3c0-3a21-e8d4-d97e-16e15838a9ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 23, 2011
First registration: Jan 30, 2017
Dual registered: yes, broker-dealer
Other names: Chris Randolph
IAPD individual key: 5295098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Saint Paul, MN\|Olympia, WA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 21, 2024	Feb 13, 2026	no	Seattle, WA\|Saint Paul, MN\|Marysville, WA\|Sioux Falls, SD\|Olympia, WA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Oct 26, 2022	no	Lynnwood, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 13, 2018	Oct 14, 2022	no	Lynnwood, WA\|Bellevue, WA\|Lynnwood, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Oct 26, 2022	no	OMAHA, NE\|LYNNWOOD, WA\|BELLEVUE, WA\|LYNNWOOD, WA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 30, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 26, 2022	Apr 13, 2018	-1,657	Channel change	Other
CHARLES SCHWAB & CO., INC.	U.S. BANCORP INVESTMENTS, INC.	Oct 26, 2022	Feb 21, 2024	483	Firm change after gap	Ibd to ibd
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Jan 26, 2022	-261	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:5393:WA:2022-10-14	Oct 14, 2022	Jan 26, 2022	LYNNWOOD, WA	Firm change after gap

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 21, 2024 to Feb 13, 2026factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Oct 26, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Oct 26, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 13, 2018 to Oct 14, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 30, 2017 to Feb 26, 2018factForm ADV

Dated events

Occurred
Oct 26, 2022
Advisor changed firm
Christopher James Randolph left Charles Schwab & Co., Inc. for U.S. Bancorp Investments, Inc. (registered 2024-02-21)
Form ADVobserved 4 days ago