DFX Intelligence

D•••• K•••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

D•••• K•••••• P•••

Advisor at L•••• W••••• M•••••••••

••• Locked

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• W••••• M•••••••••	State registered	Feb 16, 2021	n/a	yes	CHISAGO CITY, MN\|ST LOUIS PARK, MN	Current employment
S••••• I••••••••• A••••••• S•••••••	Independent wealth	May 21, 2019	Oct 23, 2020	no	ROSEVILLE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••• I••••••••• A••••••• S•••••••	Mar 3, 2021	May 21, 2019	-652	Firm change after gap	Ibd to RIA
S••••• I••••••••• A••••••• S•••••••	L•••• W••••• M•••••••••	Oct 23, 2020	Feb 16, 2021

Relationships

Registered with (3)

→ L•••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 16, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2014 to Mar 3, 2021factForm ADV
→ S••••• I••••••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 21, 2019 to Oct 23, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 21, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.