This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=8.0

Regulatory AUM

$746MItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$740M

Private client RAUM

$745MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

8

RAUM per advisor

$93.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

11

Advisory employees

8

Offices

2Schedule D 1.F, beyond the principal office

Accounts

2,466

Individual clients

755

High net worth clients

320

Custody, client assets

$129M

SEC number

801-110650

CRD

168594

Filings on the tape

37

First filed

May 17, 2017

Latest filed

Jul 22, 2026

Organised

Limited Liability Company, MN

• Occurred

  Feb 6, 2025
  Advisor changed firm

  Christopher Alan Swanson left Summit Investment Advisory Services for Great Valley Advisor Group, Llc (registered 2025-02-14)

  Form ADVobserved 5 days ago
• Occurred

  May 17, 2017
  First Form ADV filing

  Summit Investment Advisory Services filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ff63a188-d305-5c70-3a3d-d4621dbf5b4f

First observed

May 17, 2017

Last observed

Jul 22, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.