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Advisor at W•••• F•••• A•••••••
NEGAUNEE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Apr 22, 2024 | n/a | yes | NEGAUNEE, MI | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 26, 2019 | Apr 29, 2024 | no | Gwinn, MI|MARQUETTE, MI|Negaunee, MI|SOUTHFIELD, MI|NEGAUNEE, MI|NEGAUNEE, MI|MARQUETTE, MI|NEGAUNEE, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | W•••• F•••• A••••••• | Apr 29, 2024 | Apr 22, 2024 | -7 | Firm change | Ibd to wirehouse |
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Aug 27, 2019 | Aug 26, 2019 |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Aug 27, 2019 | no | MARQUETTE, MI|ESCANABA, MI|DULUTH, MN|MARQUETTE, MI|DULUTH, MN|MARQUETTE, MI|DULUTH, MN | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Sep 25, 2006 | Jan 3, 2011 | no | MARQUETTE, MI|ESCANABA, MI | Previous registration |
| Firm change |
| Wirehouse to ibd |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |