DFX Intelligence

M••••••••• L••••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M••••••••• L••••••• G••••

Advisor at B••••• G••••• A•••• M•••••••••

B•••••, MA | Weston, FL

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Search this name across graphsid dfx:ria:dc9e1214-048b-0a48-7996-0390b37824ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• G••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• G••••• A•••• M•••••••••	Bd affiliated wealth	Jun 1, 2021	n/a	yes	Weston, FL\|B•••••, MA	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 8, 2008	May 18, 2021	no	MIAMI, FL\|WESTON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••• G••••• A•••• M•••••••••	May 18, 2021	Jun 1, 2021	14	Firm change	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Apr 9, 2008	Apr 8, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:129376:FL:2021-05-18	May 18, 2021	Jun 1, 2021	WESTON, FL	Firm change

Relationships

Registered with (3)

→ B••••• G••••• A•••• M•••••••••Registered adviserregistration: current employment
Jun 1, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 8, 2008 to May 18, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 21, 2007 to Apr 9, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc9e1214-048b-0a48-7996-0390b37824ad
First observed: Nov 21, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.