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CRD 308970
FLINT, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| STEPHENS, SHERYL, ELAINE | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | yes | 05/2021 | Jul 1, 2021 | Oct 28, 2024 |
| WALDMAN, KIMBERLY ANN, DESEMPELAERE | CHIEF OPERATING OFFICER | Na | yes | 05/2021 | Jul 1, 2021 | Oct 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Dexter | Mi | United States | 3 | no |
| Tampa | FL | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Feb 10, 2025 | $1.1B | $915M | 19 | 10 | 3 | n/a | n/a |
| 2023 | Jan 30, 2024 | $918M | $821M | 22 | 12 | 4 | n/a | n/a |
| 2022 | Jan 25, 2023 | $718M | $605M | 26 | 12 | 8 | n/a | n/a |
| 2021 | Mar 31, 2022 | $761M | $666M | 21 | 10 | 6 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 6 | -6 | n/a | 0 | 0 | 0 | 1 | 11 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.1B | $918M | 16.7% | $761M | 12.1% | 19 | 22 | 2 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | 4 | Dec 31, 2025 | Jan 15, 2026 | FLINT, MI | Firm absorbed | RIA to RIA | 66.7% |
| PEARL PLANNING | 3 | Aug 7, 2025 | Jul 16, 2025 | DEXTER, MI | Team lift out | RIA to new firm | 33.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 8 | Oct 11, 2021 | Oct 1, 2021 | FLINT, MI | Team lift out | Ibd to new firm | 0.2% |