DFX Intelligence

V••••••• A•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

V••••••• A•••• B••••••

Advisor at B••••• P••••• A•••••••• L••

Tampa, FL | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:1176ec68-3563-20a2-f4c4-8fb7c16e9350

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Feb 10, 2026	n/a	yes	Tampa, FL\|NEWPORT BEACH, CA	Current employment
S••••••• C••••••••• L••	Former SEC adviser	Oct 1, 2021	Dec 31, 2025	no	TAMPA, FL\|TAMPA, FL\|FLINT, MI\|TAMPA, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• C••••••••• L••	B••••• P••••• A•••••••• L••	Dec 31, 2025	Feb 10, 2026	41	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••••••• C••••••••• L••	Oct 20, 2021	Oct 1, 2021

Relationships

Registered with (7)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ S••••••• C••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2021 to Dec 31, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 9, 2013 to Oct 20, 2021factForm ADV
→ E•••• A•••• M••••••••• I••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1176ec68-3563-20a2-f4c4-8fb7c16e9350
First observed: Feb 13, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.