DFX Intelligence

E•••••• L••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

E•••••• L••• C•••••• M••••••••• L•••

CRD 300395

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 19
On other graphs: 2
Observed: Feb 2, 2019 to Apr 27, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E•••••• L••• C•••••• M••••••••• L•••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

E•••••• L••• C•••••• M••••••••• L•••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.1B••• Locked
Discretionary RAUM: $3.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••••• L••• M•• A••••••••• L•••	Private Equity Fund	$1.2B	Apr 27, 2026	7	Mar 28, 2024	reported	021-479094
E•••••• L••• P•••• A••••••••• L•••	Private Equity Fund	$455M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••• L••• C•••••• M••••••••• U••• L••	GENERAL PARTNER	Na	yes	05/2019	Oct 21, 2019	Nov 18, 2024
E•••••• L••• T••••	LIMITED PARTNER	E	yes	06/2021	Oct 21, 2021	Nov 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••• L••• E••••• A••••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
E•••••• L••• G•••••• A••••••••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
E•••••• L••• I• G•• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$1.5B	100.8%	$1.1B	38.7%	15	13	0	0

Relationships

Advises (17)

→ E•••••• L••• G•••••• A••••••••• I• L•••Private fundPrivate Equity Fund, IA
Jun 12, 2019 to presentfactForm ADV
→ E•••••• L••• P•••• A••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ E•••••• L••• M••••••• A••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ E•••••• L••• E••••• A••••••••• L•••

Dated events

Order

Occurred
27 Apr 2026
Ria private fund assets change
••• Locked
Form ADV
$1.5B
Occurred
27 Apr 2026
Private fund gav change3 events
Private fund gav change: 3 on 27 Apr 2026
$-137M to $1.1B
- ••• Locked$1.1B
- ••• Locked$360M
- ••• Locked$-137M
Occurred
27 Apr 2026
Private fund first reported6 events
Private fund first reported: 6 on 27 Apr 2026
$7.0M to $75.4M
- ••• Locked$75.4M
- ••• Locked$66.5M
- ••• Locked$43.3M
Occurred
27 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$1.5B
Occurred
27 Apr 2026
Private fund no longer reported2 events
Private fund no longer reported: 2 on 27 Apr 2026
$87.9M to $125M
- ••• Locked$125M
- ••• Locked$87.9M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 2, 2019
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 17 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••••• L••• M••••••• A••••••••• L•••	Private Equity Fund	$60.9M	Apr 27, 2026	9	Mar 31, 2023	reported	021-458725
E•••••• L••• B••••• A••••••••• L•••	Private Equity Fund	$43.3M	Apr 27, 2026	20	Apr 27, 2026	reported	021-514479
E•••••• L••• E••••• A••••••••• L•••	Private Equity Fund	$40.2M	Apr 27, 2026	5	Mar 31, 2021	reported	021-367692
E•••••• L••• B••••• A••••••••• L•••	Private Equity Fund	$39.3M	Apr 27, 2026	4	Apr 27, 2026	reported	021-514480
E•••••• L••• C• A••••••••• L•••	Private Equity Fund	$27.4M	Apr 27, 2026	3	Apr 27, 2026	reported	021-557239
E•••••• L••• C• A••••••••• • A• L•••	Private Equity Fund	$7.0M	Apr 27, 2026	1	Apr 27, 2026	reported	021-557240
E•••••• L••• P•••••••• A••••••••• I• L•••	Private Equity Fund	$743,873	Apr 27, 2026	5	Mar 30, 2020	reported	021-362828