DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• L••• C•••••• M••••••••• L•••
Latest filing Apr 27, 2026
First filing on the tape Feb 2, 2019 · 19 filings
SEC status approved since Feb 15, 2019
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$3.1B as of Apr 27, 2026
Mar 30, 2020$413M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 30, 20200 then
Employees (5.A)15 as of Apr 27, 2026
Mar 30, 20205 then
Private funds15 as of Apr 27, 2026
Mar 30, 20203 then
RAUM +101% over the last fiscal year+39% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $204MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +101%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••• L••• G•••••• A••••••••• I• L••• | Private Equity Fund | $310M | 10 | Jun 12, 2019 |
| E•••••• L••• P•••••••• A••••••••• I• L••• | Private Equity Fund | $138M | 5 | Mar 30, 2020 |
| E•••••• L••• P•••• H•••••••• L•• | Private Equity Fund | $125M | 2 | Mar 31, 2022 |
| E•••••• L••• P•••• A••••••••• L••• | Private Equity Fund | $106M | 4 | Mar 31, 2022 |
| E•••••• L••• E••••• A••••••••• L••• | Private Equity Fund | $99.6M | 9 | Mar 31, 2021 |
| E•••••• L••• P•••• A••••••••• L••• | Private Equity Fund | $95.3M | 7 | Mar 31, 2022 |
| E•••••• L••• M••••••• H•••••••• L•• | Private Equity Fund | $87.9M | 2 | Mar 31, 2023 |
| E•••••• L••• M•• A••••••••• L••• | Private Equity Fund | $61.7M | 7 | Mar 28, 2024 |
| E•••••• L••• E••••• A••••••••• L••• | Private Equity Fund | $57.1M | 5 | Mar 31, 2021 |
| E•••••• L••• M••••••• A••••••••• L••• | Private Equity Fund | $46.7M | 9 | Mar 31, 2023 |
| E•••••• L••• P• A••••••••• L••• | Private Equity Fund | $38.9M | 6 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- G•••• M••••••••• J•••••• · Chief Compliance Officer & Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- L••••• D•••••• C••••• · Managing Partnercontrolsince 02/2018 · owns 5% to 10%
- L••••• D•••••• C••••• · Managing Membercontrolsince 06/2021 · owns 75% or more of E•••••• L••• C•••••• M••••••••• U••• L••
Entity owners
- E•••••• L••• C•••••• M••••••••• U••• L•• · General Partnerdirect · owns less than 5%
- E•••••• L••• T•••• · Limited Partnerdirect · owns 75% or more
- C••••••••• T•••• C•••••• · Trusteeindirect · owns F of E•••••• L••• T••••
Related persons
Schedule D 7.A
- E•••••• L••• E••••• A••••••••• G•• L•••pooled vehicle sponsorn
- E•••••• L••• G•••••• A••••••••• I• G•• L•••pooled vehicle sponsorn
- E•••••• L••• I• G•• L•••pooled vehicle sponsorn
- E•••••• L••• M••••••• A••••••••• G•• L•••pooled vehicle sponsorn
- E•••••• L••• M••••••• H••••••• I•••••••• L••pooled vehicle sponsorn
- E•••••• L••• M•• A••••••••• G•• L•••pooled vehicle sponsorn
- E•••••• L••• P• G•• L•••pooled vehicle sponsorn
- E•••••• L••• P•••• A••••••••• G•• L•••pooled vehicle sponsorn
- E•••••• L••• P•••• H••••••• I•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 27, 2026RAUM (Item 5.F) moved from $1,526,319,663 to $3,064,882,538 (+101.0%) between the annual amendments of 2025-03-31 and 2026-04-27; the peer median change was +11.0% (1368 comparable advisers, 94.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 15Aug 26, 2025 to Mar 27, 2026
- Advisory employees · 9 to 14Aug 26, 2025 to Mar 27, 2026
- Pooled vehicle clients · 12 to 15Aug 26, 2025 to Mar 27, 2026
- Employees · 13 to 15Aug 26, 2025 to Mar 27, 2026
- Private funds · 12 to 15Aug 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.5B to $3.1BAug 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.5B to $3.1BAug 26, 2025 to Mar 27, 2026
- RAUM · $1.5B to $3.1BAug 26, 2025 to Mar 27, 2026
- Accounts · 11 to 12Nov 18, 2024 to Mar 31, 2025
- Advisory employees · 7 to 9Nov 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 12Nov 18, 2024 to Mar 31, 2025
- Employees · 9 to 13Nov 18, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 18, 2024 to Mar 31, 2025
- Private funds · 11 to 12Nov 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.3B to $1.5BNov 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.3B to $1.5BNov 18, 2024 to Mar 31, 2025
- RAUM · $1.3B to $1.5BNov 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.3B to $1.3BMar 28, 2024 to May 22, 2024
- Pooled vehicle RAUM · $1.3B to $1.3BMar 28, 2024 to May 22, 2024
- RAUM · $1.3B to $1.3BMar 28, 2024 to May 22, 2024
- Accounts · 10 to 11Oct 18, 2023 to Mar 28, 2024
- Pooled vehicle clients · 10 to 11Oct 18, 2023 to Mar 28, 2024
- Private funds · 10 to 11Oct 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $1.3BOct 18, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $1.3BOct 18, 2023 to Mar 28, 2024
- RAUM · $1.1B to $1.3BOct 18, 2023 to Mar 28, 2024
- Accounts · 8 to 10Apr 27, 2022 to Mar 31, 2023
- Advisory employees · 5 to 7Apr 27, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 10Apr 27, 2022 to Mar 31, 2023
- Employees · 7 to 9Apr 27, 2022 to Mar 31, 2023
- HQ city · LOS ANGELES to SANTA MONICAApr 27, 2022 to Mar 31, 2023
- Private funds · 8 to 10Apr 27, 2022 to Mar 31, 2023
- Discretionary RAUM · $965M to $1.1BApr 27, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $965M to $1.1BApr 27, 2022 to Mar 31, 2023
- RAUM · $965M to $1.1BApr 27, 2022 to Mar 31, 2023
- Accounts · 5 to 8Oct 21, 2021 to Mar 31, 2022
- Pooled vehicle clients · 5 to 8Oct 21, 2021 to Mar 31, 2022
- Assets in custody · 619075689.0 to unsetOct 21, 2021 to Mar 31, 2022
- Custody of client assets · true to falseOct 21, 2021 to Mar 31, 2022
- Private funds · 5 to 8Oct 21, 2021 to Mar 31, 2022
Signals
7 dated events
- E•••••• L••• C•••••• M••••••••• L••• reported RAUM $3.1B, up 101% from $1.5B (2025-08-26 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- J•••••• M•••••••• G••• (Chief Financial Officer) appeared on Schedule A of E•••••• L••• C•••••• M••••••••• L•••Mar 28, 2024 · Control person joined · fact
- E•••••• L••• C•••••• M••••••••• L••• reported RAUM $964.9M, up 56% from $619.1M (2021-10-21 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- E•••••• L••• C•••••• M••••••••• L••• reported RAUM $619.1M, up 50% from $413.1M (2020-07-14 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- E•••••• L••• C•••••• M••••••••• L••• reported RAUM $413.1M, up 48% from $278.4M (2019-10-21 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- E•••••• L••• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 12, 2019 · Succession (Item 4) · fact
- E•••••• L••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 2, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••• L••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- E•••••• L••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/emeraldlakecapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ELCM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 424-768-9302reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026