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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

DENNIS RADEK

Advisor at STRATEGIC ADVISERS LLC

HENDERSON, NV

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Search this name across graphsid dfx:ria:dcb7e47c-04fe-cebb-ba9c-6523910cc0c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 8, 2019
First registration: May 21, 2001
Dual registered: yes, broker-dealer
Other names: DENNIS HENRY RADEK|Dennis Radek|DENNIS HENRY RADEK
IAPD individual key: 2161701

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	HENDERSON, NV	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 23, 2023	Mar 31, 2025	no	HENDERSON, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 14, 2008	Jul 14, 2008	no	PHOENIX, AZ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 1, 2003	no	RICHMOND, VA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	May 21, 2001	Jul 1, 2003	no	SUN CITY, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 14, 2008	May 23, 2023	5,426	Firm change after gap	Ibd to ibd
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 1, 2003	Jan 14, 2008	1,627	Firm change after gap	Wirehouse to ibd
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 23, 2023 to Mar 31, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 14, 2008 to Jul 14, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 1, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
May 21, 2001 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.