DFX Intelligence

C••••••••• B•••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

C••••••••• B•••• E••••

Advisor at S••••••• F•••••••• A•••••••• L•••• L•••••

NICHOLASVILLE, KY

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Search this name across graphsid dfx:ria:dcc6d520-a404-c89e-1a9d-c5d19978ebe7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• A•••••••• L•••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• A•••••••• L•••• L•••••	Independent wealth	Sep 23, 2025	n/a	yes	NICHOLASVILLE, KY	Current employment
S••••••• F•••••••• A•••••••• L•••• L•••••	Independent wealth	Mar 30, 2015	Sep 8, 2016	no	NICHOLASVILLE, KY

Relationships

Registered with (1)

→ S••••••• F•••••••• A•••••••• L•••• L•••••Registered adviserregistration: previous registration
Mar 30, 2015 to Sep 8, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcc6d520-a404-c89e-1a9d-c5d19978ebe7
First observed: Mar 30, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.