DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••• F•••••••• S•••••••• I•••
Farmington, CT | E••••, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••• F•••••••• S•••••••• I••• | Independent wealth | Mar 2, 2010 | n/a | yes | E••••, CT|Farmington, CT | Current employment |
| T• W••••• M••••••••• S••••••• I••• | n/a | Nov 17, 2009 | Feb 19, 2010 | no | BERLIN, CT|WETHERSFIELD, CT|MANSFIELD, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• W••••• M••••••••• S••••••• I••• | E•••• F•••••••• S•••••••• I••• | Feb 19, 2010 | Mar 2, 2010 | 11 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | T• W••••• M••••••••• S••••••• I••• | Nov 17, 2009 | Nov 17, 2009 |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Mar 4, 2003 | Nov 17, 2009 | no | BERLIN, CT|WETHERSFIELD, CT | Previous registration |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | May 30, 2001 | Mar 6, 2003 | no | NEW BRITAIN, CT | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | C••••• I••••••••• S••••••• L•• | Mar 6, 2003 | Mar 4, 2003 | -2 | Firm change | Other |