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Advisor at LPL FINANCIAL LLC
CRANFORD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | CRANFORD, NJ | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Aug 23, 2007 | Jul 10, 2025 | no | SYRACUSE, NY|CRANFORD, NJ|CRANFORD, NJ|Syracuse, NY|Syracuse, NY|SYRACUSE, NY|Syracuse, NY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 30, 2002 | Apr 17, 2007 | no | CRANFORD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | CADARET GRANT & CO INC | Apr 17, 2007 | Aug 23, 2007 | 128 | Firm change | Other |