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Advisor at CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RALEIGH, NC | MINT HILL, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 2, 2013 | n/a | yes | RALEIGH, NC|MINT HILL, NC | Current employment |
| CIC ADVISERS, LLC | n/a | Aug 18, 2004 | Dec 31, 2012 | no | RALEIGH, NC|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Apr 1, 2004 | Aug 23, 2004 | no | CHARLOTTE, NC | Previous registration |
| C.P. ADVISORY SERVICES | n/a | Dec 31, 2000 | Apr 1, 2004 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CIC ADVISERS, LLC | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Dec 31, 2012 | Jan 2, 2013 | 2 | Bulk transfer | Other |
| PARK AVENUE SECURITIES LLC | CIC ADVISERS, LLC | Aug 23, 2004 | Aug 18, 2004 | -5 | Firm change | Other |
| C.P. ADVISORY SERVICES | PARK AVENUE SECURITIES LLC | Apr 1, 2004 | Apr 1, 2004 | 0 | Firm change | Other |