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Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC
Westerville, OH | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | May 11, 2018 | n/a | yes | PHOENIX, AZ|Westerville, OH | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 26, 2010 | Nov 2, 2010 | no | DUBLIN, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 14, 2006 | Apr 3, 2008 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | FOUNDATIONS INVESTMENT ADVISORS LLC | Nov 2, 2010 | May 11, 2018 | 2,747 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PNC WEALTH MANAGEMENT | Apr 3, 2008 | Jan 26, 2010 | 663 | Firm change after gap | Other |